WebJul 29, 2024 · Defendants in the suit include the ESOP plan committee, GreatBanc Trust Co. and Republic Services, as well as eight individuals. The total cash settlement amount is $7.9 million, with $7.5 million to be paid by or on behalf of Rainbow and the other Republic defendants and $400,000 to be paid by or on behalf of GreatBanc. WebView FREE Public Profile & Reputation for Steven Payne in The Plains, VA - See Court Records Photos Address, Emails & Phone Numbers Personal Review $150 - …
Common and Collective Investment Funds: SEC Action …
WebApr 30, 2024 · Great Plains Trust Co. and Kornitzer Capital Management Inc. are facing a third lawsuit challenging their advice to invest retirement plan assets in Lions Gate … WebOct 14, 2024 · Overland Park-based Great Plains Trust Co. Inc. agreed to a settlement with the Securities and Exchange Commission (SEC) that resulted in a $300,000 fine … onslow weather radar
Kansas Bank, Adviser Sued Over Lions Gate Stock in 401(k) Plan
WebPlains Trust Company, Inc., a Kansas state-chartered trust company (Great Plains).1 In a “bad facts; bad outcome” situation, the SEC found that Great Plains operated its CIFs as unregistered investment companies in violation of the Investment Company Act of 1940 (1940 Act) and the Securities Act of 1933 (1933 Act). WebJul 13, 2024 · This is the second lawsuit filed this year against both companies over similar allegations Plans allegedly lost more than $1 million Great Plains Trust Co. and Kornitzer Capital Management Inc. are facing a second lawsuit for their decision to invest retirement plan assets in Lions Gate Entertainment Corp.'s declining stock ( Jones v. WebJul 13, 2024 · This is the second lawsuit filed this year against both companies over similar allegations Plans allegedly lost more than $1 million Great Plains Trust Co. and Kornitzer … onslow wellington